CHEN Jie: Research on Realization Mechanism of Securities Investors Protection


Chen Jie, Research on Realization Mechanism of Securities Investors Protection, Beijing: 2024.

Abstract: The operation characteristics of the securities market and the basic position of investors in the securities market determine that the securities law should aim at protecting investors' rights and interests. The Chinese Securities Law, as revised in 2019, set up a special chapter to stipulate the investor protection system, establish a special investor protection institution, innovate the realization mechanism of investors' civil compensation rights, and demonstrate the determination of the Chinese government to protect investors in the capital market as well as its legislative wisdom and institutional confidence in actively exploring the functions of the investor protection system and building an investor protection mechanism with Chinese characteristics. Based on the latest development of securities investor protection mechanism under the framework of the current Chinese Securities Law, this book systematically expounds the major institutional innovations of securities investor rights protection system in China from three perspectives: securities investor protection institutions, civil compensation for securities false statements and the realization mechanism for "coordination between civil and administrative laws", and strives to provide ideas on how to scientifically improve the institutional mechanism for securities investor protection in China from the perspective of combining the jurisprudential logic and institutional design of securities investor protection.